上海大学学报(社会科学版) ›› 2021, Vol. 38 ›› Issue (1): 54-73.

• 法律学研究 • 上一篇    下一篇

国际制裁与合同履行障碍

  

  1. 中国人民大学 法学院
  • 出版日期:2021-01-15 发布日期:2021-03-18

International Sanctions and Impediments to Contractual Performance

  • Online:2021-01-15 Published:2021-03-18

摘要:  在中美贸易战的大背景下,多家中国企业受到美国制裁。从宏观层面看,美国针对中国企业实施的制裁对中国国家利益和企业的供应链安全造成巨大损害;从微观层面看,被制裁中国企业相关合同的履行障碍问题如何应对值得关注。国际商事交易中,一方主体因制裁措施的实施不能履行合同义务,导致合同履行障碍在相关合同准据法下会被如何认定?国际制裁导致合同履行障碍的风险应如何通过事前的合同条款安排在合同双方之间分配?对于国际制裁导致的合同履行障碍,在中国法框架下应如何应对?这一系列问题值得探讨。有鉴于此,在对国际制裁及由此引发的合同履行障碍进行类型化分析的基础上,对国际制裁导致的合同履行障碍是否构成债务人免除合同义务的事由进行比较法分析,讨论实践中通用的国际制裁相关的不可抗力条款、免责条款及合规承诺条款在适用效果上差异,并就国际制裁导致的合同履行障碍问题在中国法框架下的应对提出思考。

关键词: 关键词: 国际制裁, 履行障碍, 履行不能, 不可抗力, 民法典

Abstract:  Under the background of China-US trade war, many Chinese enterprises are sanctioned by the United States.Sanctions imposed on Chinese enterprises by the United States, from macroscopic perspective, have greatly harmed China’s state interests and Chinese enterprises’security of supply chains. From the microcosmic perspective, it is essential to come up solutions to the impediments to contractual performance caused by international sanctions. In international commercial transactions, how will it be identified under the governing law of a contract if a party cannot perform its contractual obligations due to the enforcement of sanction measures?How to allocate the risks of impediments to contractual performance caused by international sanctions between the two parties through prior arrangement of contract terms? How to deal with the impediments to contractual performance caused by international sanctions under Chinese legal framework? These issues are worth pondering. In view of this, based on categorization analysis, the article examines in a comparative perspective whether impediments to contractual performance caused by international sanctions constitute excuses for non-performance, discusses the differences in the application effects of those force majeure clauses, liability exemption clauses and compliance commitment clauses related to international sanctions that are widely applied in practice, and presents some ideas on how to deal with impediments to contractual performance caused by international sanctions under the framework of Chinese laws.

Key words:  international sanctions, impediments to contractual performance, impossibility of performance, force majeure, Civil Code