上海大学学报(社会科学版) ›› 2026, Vol. 43 ›› Issue (5): 14-28.

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法律文本中AI大模型与AI系统的概念界定方式与区分逻辑

  

  1. 北京航空航天大学 法学院
  • 出版日期:2026-09-15 发布日期:2026-09-29
  • 作者简介:
    赵精武,北京航空航天大学法学院副教授,工业和信息化智慧法治工信部重点实验室执行主任。
  • 基金资助:
    国家社会科学基金后期资助项目(24FFXB014)

The Conceptual Definitions and Distinction Logic of Large AI Models and AI Systems in Legal Texts

  1. Law School , Beihang University
  • Online:2026-09-15 Published:2026-09-29

摘要:

在AI立法议题被频繁讨论的当下,有关“什么是AI”“AI、AI大模型、AI系统的概念区分”等基础议题却鲜有专门提及。这些基础概念看似属于技术专业术语的讨论范畴,但实际上与法律主体的义务内容设置方式密切相关。特别是在《国务院2026年度立法工作计划》明确提及加速 AI 健康发展的综合性立法背景下,在立法中明确 AI 基础概念更有其迫切性。技术研发者与服务提供者等常见主体概念区分方式主要是以明确责任主体范畴为导向,未能充分涵盖当下AI治理实践所关注的全业务环节风险管控。在以风险精准化治理为概念起点时,立法文本应当界定的基础概念包括AI大模型和AI系统。AI大模型应当是指具有大体量参数、复杂算法的计算模型,AI系统应当是指由感知、规划、执行、反馈优化等功能模块组成并采用AI相关技术的信息系统或应用软件。这种概念界定和区分不仅能够反映AI大模型与AI系统在技术层面的组成与被组成关系,进而识别、评估和管控相应环节的风险源头,还能够依循技术架构追溯义务主体,精细化设置各类主体应当承担的特别义务。

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Abstract:

Amidst the frequent discussions on artificial intelligence (AI) legislation, fundamental issues such as“what is AI”and the conceptual distinctions among“AI, AI foundation models, and AI systems”are rarely addressed systematically. Although these basic concepts seem to belong to the domain of technical terminology, they are in fact closely linked to how the obligations of legal subjects are formulated. This task is especially urgent given that the State Council’s 2026 Legislative Work Plan has explicitly called for accelerating comprehensive legislation to promote the healthy development of AI. Current approaches to distinguishing key entities, such as technology developers and service providers, are primarily oriented toward defining the scope of liable subjects; consequently, they fail to fully encompass the risk management and control across all business links that modern AI governance practices focus on. Taking targeted risk governance as the conceptual starting point, legislative texts should define two fundamental concepts: AI foundation models and AI systems. An“AI foundation model”should be defined as a computational model featuring massive parameters and complex algorithms, whereas an“AI system”should refer to an information system or application software composed of functional modules such as perception, planning, execution, and feedback optimization, which utilizes AI-related technologies. This conceptual definition and distinction not only reflect the component-to-system relationship between AI foundation models and AI systems at the technical level—
thereby enabling the identification, assessment, and control of risk sources at their respective stages—but also
allow for the tracing of obligated subjects based on technical architecture, facilitating the granular assignment of
specific obligations to various entities.

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